Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIN, SHENG-YUAN
Chinese Name of Relevant Individual

林聖原
HKMA Registration Number
AJ0617
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIN, SHENG-YUAN
:
Chinese Name of Relevant Individual
林聖原
:
HKMA Registration Number
AJ0617
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Oct 2022
No
FIXED INCOME CURRENCIES AND COMMODITIES
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
03 Oct 2022
No
FIXED INCOME CURRENCIES AND COMMODITIES
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Oct 2022
No
FIXED INCOME CURRENCIES AND COMMODITIES
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Oct 2022
No
FIXED INCOME CURRENCIES AND COMMODITIES