Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LUK, WING SUM OLIVIA
Chinese Name of Relevant Individual

陸詠心
HKMA Registration Number
AJ0650
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LUK, WING SUM OLIVIA
:
Chinese Name of Relevant Individual
陸詠心
:
HKMA Registration Number
AJ0650
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
08 Oct 2022
No
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
08 Oct 2022
No
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING