Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
TONG, YIM HING
Chinese Name of Relevant Individual

湯艷卿
HKMA Registration Number
AJ0659
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TONG, YIM HING
:
Chinese Name of Relevant Individual
湯艷卿
:
HKMA Registration Number
AJ0659
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 Oct 2022
No
OPERATIONS AND SERVICE MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 Oct 2022
No
OPERATIONS AND SERVICE MANAGER