Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, KING LONG
Chinese Name of Relevant Individual
雷勁朗
HKMA Registration Number
AJ0681
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2023 - 10 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2023 - 10 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Feb 2023 - 17 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2022 - 17 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2022 - 17 Sep 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, KING LONG
:
Chinese Name of Relevant Individual
雷勁朗
:
HKMA Registration Number
AJ0681
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0681
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Oct 2023 - 10 May 2026
No
AJ0681
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Oct 2023 - 10 May 2026
No
AJ0681
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Feb 2023 - 17 Sep 2023
No
AJ0681
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2022 - 17 Sep 2023
No
AJ0681
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2022 - 17 Sep 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
