Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, CHUNG HIM
Chinese Name of Relevant Individual
談仲騫
HKMA Registration Number
AJ0704
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 9: asset management
First date of engagement
07 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EFG BANK AG
SFC CE number
AFV863
Business Address
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
EFG BANK AG
Effective Date
07 Aug 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
2
Registered Institution
EFG BANK AG
Effective Date
07 Aug 2025
Description
For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of EFG BANK AG not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 9: asset management
Effective Period
Since 07 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Dec 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Dec 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2022 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2022 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, CHUNG HIM
:
Chinese Name of Relevant Individual
談仲騫
:
HKMA Registration Number
AJ0704
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
15 Oct 2022
Yes
HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA
EFG BANK AG
Type 4: advising on securities
15 Oct 2022
Yes
HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA
EFG BANK AG
Type 9: asset management
07 Aug 2025
Yes
HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA
Name of Registered Institution
SFC CE number
Business Address
EFG BANK AG
AFV863
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Registered Institution
Effective Date
Description
EFG BANK AG
1
07 Aug 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
EFG BANK AG
2
07 Aug 2025
For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of EFG BANK AG not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0704
EFG BANK AG
Type 9: asset management
Since 07 Aug 2025
Yes
AJ0704
EFG BANK AG
Type 1: dealing in securities
Since 01 Dec 2022
Yes
AJ0704
EFG BANK AG
Type 4: advising on securities
Since 01 Dec 2022
Yes
AJ0704
EFG BANK AG
Type 1: dealing in securities
15 Oct 2022 - 30 Nov 2022
No
AJ0704
EFG BANK AG
Type 4: advising on securities
15 Oct 2022 - 30 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.