Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, CHUN KWONG CLIFF
Chinese Name of Relevant Individual
羅俊光
HKMA Registration Number
AJ0772
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, HEAD OF CORPORATE BANKING
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, HEAD OF CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNITED OVERSEAS BANK LIMITED
SFC CE number
AAK840
Business Address
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2023 - 26 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2023 - 26 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Apr 2023 - 26 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2023 - 11 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2023 - 11 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Jan 2023 - 11 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2022 - 14 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2022 - 14 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Oct 2022 - 14 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, CHUN KWONG CLIFF
:
Chinese Name of Relevant Individual
羅俊光
:
HKMA Registration Number
AJ0772
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
02 Jun 2026
No
EXECUTIVE DIRECTOR, HEAD OF CORPORATE BANKING
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
02 Jun 2026
No
EXECUTIVE DIRECTOR, HEAD OF CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
UNITED OVERSEAS BANK LIMITED
AAK840
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0772
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
Since 02 Jun 2026
No
AJ0772
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
Since 02 Jun 2026
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Apr 2023 - 26 Apr 2023
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Apr 2023 - 26 Apr 2023
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Apr 2023 - 26 Apr 2023
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2023 - 11 Jan 2023
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2023 - 11 Jan 2023
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
06 Jan 2023 - 11 Jan 2023
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2022 - 14 Nov 2022
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Oct 2022 - 14 Nov 2022
No
AJ0772
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
24 Oct 2022 - 14 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.