Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, JUNG SOO
Chinese Name of Relevant Individual
金貞秀
HKMA Registration Number
AJ0794
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2022 - 19 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2022 - 19 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Oct 2022 - 19 Feb 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, JUNG SOO
:
Chinese Name of Relevant Individual
金貞秀
:
HKMA Registration Number
AJ0794
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0794
KDB ASIA LIMITED
Type 1: dealing in securities
27 Oct 2022 - 19 Feb 2025
No
AJ0794
KDB ASIA LIMITED
Type 4: advising on securities
27 Oct 2022 - 19 Feb 2025
No
AJ0794
KDB ASIA LIMITED
Type 6: advising on corporate finance
27 Oct 2022 - 19 Feb 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.