Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, JIAYIN
Chinese Name of Relevant Individual
刘佳音
HKMA Registration Number
AJ0804
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2026 - 11 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2026 - 11 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2025 - 21 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2025 - 12 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2025 - 25 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2025 - 05 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2025 - 11 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2024 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2024 - 12 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2023 - 25 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2023 - 16 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2022 - 07 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, JIAYIN
:
Chinese Name of Relevant Individual
刘佳音
:
HKMA Registration Number
AJ0804
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
09 Apr 2026 - 11 Apr 2026
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
06 Jan 2026 - 11 Jan 2026
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
19 Sep 2025 - 21 Sep 2025
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
08 Jul 2025 - 12 Jul 2025
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
20 Jun 2025 - 25 Jun 2025
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
27 Mar 2025 - 05 Apr 2025
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2025 - 11 Jan 2025
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
30 Oct 2024 - 31 Oct 2024
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 Jan 2024 - 12 Jan 2024
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
16 Oct 2023 - 25 Oct 2023
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
10 Jan 2023 - 16 Jan 2023
No
AJ0804
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
28 Oct 2022 - 07 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
