Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, TSZ FUNG
Chinese Name of Relevant Individual
吳梓楓
HKMA Registration Number
AJ0843
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS LOAN ACQUISITION
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS LOAN ACQUISITION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2025 - 27 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2025 - 27 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2023 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2022 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2022 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, TSZ FUNG
:
Chinese Name of Relevant Individual
吳梓楓
:
HKMA Registration Number
AJ0843
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Nov 2025
No
SALES, BUSINESS LOAN ACQUISITION
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Nov 2025
No
SALES, BUSINESS LOAN ACQUISITION
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0843
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 22 Nov 2025
No
AJ0843
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 22 Nov 2025
No
AJ0843
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Apr 2025 - 27 Sep 2025
No
AJ0843
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Apr 2025 - 27 Sep 2025
No
AJ0843
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
06 May 2023 - 12 Mar 2025
No
AJ0843
CHONG HING BANK LIMITED
Type 1: dealing in securities
01 Nov 2022 - 31 Dec 2022
No
AJ0843
CHONG HING BANK LIMITED
Type 4: advising on securities
01 Nov 2022 - 31 Dec 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
