Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, TSUN MAN
Chinese Name of Relevant Individual
何浚文
HKMA Registration Number
AJ0875
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER I
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER I
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2023 - 02 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2023 - 02 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Feb 2023 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2022 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2022 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, TSUN MAN
:
Chinese Name of Relevant Individual
何浚文
:
HKMA Registration Number
AJ0875
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
13 Jan 2026
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER I
CHONG HING BANK LIMITED
Type 4: advising on securities
13 Jan 2026
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER I
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0875
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 13 Jan 2026
No
AJ0875
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 13 Jan 2026
No
AJ0875
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Nov 2023 - 02 Dec 2025
No
AJ0875
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Nov 2023 - 02 Dec 2025
No
AJ0875
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Feb 2023 - 24 Oct 2023
No
AJ0875
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Nov 2022 - 24 Oct 2023
No
AJ0875
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Nov 2022 - 24 Oct 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
