Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, YIP SHING
Chinese Name of Relevant Individual

區業誠
HKMA Registration Number
AJ0919
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, YIP SHING
:
Chinese Name of Relevant Individual
區業誠
:
HKMA Registration Number
AJ0919
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
15 Nov 2022
No
RELATIONSHIP MANAGER, FINANCIAL MARKETS
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
15 Nov 2022
No
RELATIONSHIP MANAGER, FINANCIAL MARKETS