Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHI, LIPING
Chinese Name of Relevant Individual
施莉萍
HKMA Registration Number
AJ0938
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2026 - 14 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2026 - 14 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2025 - 30 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2025 - 30 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2025 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2025 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2024 - 17 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2024 - 17 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHI, LIPING
:
Chinese Name of Relevant Individual
施莉萍
:
HKMA Registration Number
AJ0938
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0938
CITIBANK, N.A.
Type 1: dealing in securities
11 Mar 2026 - 14 Mar 2026
No
AJ0938
CITIBANK, N.A.
Type 4: advising on securities
11 Mar 2026 - 14 Mar 2026
No
AJ0938
CITIBANK, N.A.
Type 1: dealing in securities
25 Jul 2025 - 30 Jul 2025
No
AJ0938
CITIBANK, N.A.
Type 4: advising on securities
25 Jul 2025 - 30 Jul 2025
No
AJ0938
CITIBANK, N.A.
Type 1: dealing in securities
21 Mar 2025 - 26 Mar 2025
No
AJ0938
CITIBANK, N.A.
Type 4: advising on securities
21 Mar 2025 - 26 Mar 2025
No
AJ0938
CITIBANK, N.A.
Type 1: dealing in securities
13 Sep 2024 - 17 Sep 2024
No
AJ0938
CITIBANK, N.A.
Type 4: advising on securities
13 Sep 2024 - 17 Sep 2024
No
AJ0938
CITIBANK, N.A.
Type 1: dealing in securities
18 Nov 2022 - 23 Nov 2022
No
AJ0938
CITIBANK, N.A.
Type 4: advising on securities
18 Nov 2022 - 23 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.