Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, YEE CHING KENNIS
Chinese Name of Relevant Individual
彭綺晴
HKMA Registration Number
AJ0969
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2023 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2022 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Nov 2022 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2023 - 19 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, YEE CHING KENNIS
:
Chinese Name of Relevant Individual
彭綺晴
:
HKMA Registration Number
AJ0969
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jun 2025
No
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jun 2025
No
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0969
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Jun 2025
No
AJ0969
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Jun 2025
No
AJ0969
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 Mar 2023 - 04 Oct 2024
No
AJ0969
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Nov 2022 - 04 Oct 2024
No
AJ0969
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Nov 2022 - 04 Oct 2024
No
AJ0969
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2023 - 19 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.