Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THAKRAR, ROHAN
Chinese Name of Relevant Individual
HKMA Registration Number
AJ0994
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2026 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2025 - 12 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2025 - 30 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2024 - 25 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2024 - 07 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2023 - 04 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2023 - 25 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2023 - 25 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2022 - 02 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2022 - 02 Dec 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THAKRAR, ROHAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ0994
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Apr 2026 - 30 Apr 2026
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2026 - 13 Mar 2026
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jun 2025 - 12 Jun 2025
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Apr 2025 - 30 Apr 2025
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2024 - 25 Jun 2024
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Mar 2024
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2024 - 07 Feb 2024
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2023 - 04 Nov 2023
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 May 2023 - 25 May 2023
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 May 2023 - 25 May 2023
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2022 - 02 Dec 2022
No
AJ0994
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Nov 2022 - 02 Dec 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.