Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, CHUN KI
Chinese Name of Relevant Individual
蘇俊琪
HKMA Registration Number
AJ1002
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER CARE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MOX BANK LIMITED
SFC CE number
BNO808
Business Address
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2023 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2023 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2022 - 30 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2022 - 30 Apr 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, CHUN KI
:
Chinese Name of Relevant Individual
蘇俊琪
:
HKMA Registration Number
AJ1002
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MOX BANK LIMITED
Type 1: dealing in securities
16 Apr 2025
No
CUSTOMER CARE
Name of Registered Institution
SFC CE number
Business Address
MOX BANK LIMITED
BNO808
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1002
MOX BANK LIMITED
Type 1: dealing in securities
Since 16 Apr 2025
No
AJ1002
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2023 - 15 Nov 2024
No
AJ1002
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2023 - 15 Nov 2024
No
AJ1002
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Nov 2022 - 30 Apr 2023
No
AJ1002
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Nov 2022 - 30 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.