Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, LOK YI
Chinese Name of Relevant Individual
王樂兒
HKMA Registration Number
AJ1012
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2024 - 19 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2024 - 19 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2022 - 07 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2022 - 07 Jul 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, LOK YI
:
Chinese Name of Relevant Individual
王樂兒
:
HKMA Registration Number
AJ1012
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Mar 2026
No
BUSINESS DEVELOPMENT MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Mar 2026
No
BUSINESS DEVELOPMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1012
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 07 Mar 2026
No
AJ1012
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 07 Mar 2026
No
AJ1012
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2024 - 19 Jan 2026
No
AJ1012
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Aug 2024 - 19 Jan 2026
No
AJ1012
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
29 Nov 2022 - 07 Jul 2024
No
AJ1012
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
29 Nov 2022 - 07 Jul 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.