Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NG, YIN LAM SPENCER
Chinese Name of Relevant Individual

吳彥霖
HKMA Registration Number
AJ1019
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Dec 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ACCOUNT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, YIN LAM SPENCER
:
Chinese Name of Relevant Individual
吳彥霖
:
HKMA Registration Number
AJ1019
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
01 Dec 2022
No
CLIENT ACCOUNT MANAGER