Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YANJIA MONICA
Chinese Name of Relevant Individual
吳燕嘉
HKMA Registration Number
AJ1073
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR INVESTMENT PRODUCTS MANAGEMENT MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR INVESTMENT PRODUCTS MANAGEMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2024 - 23 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2024 - 23 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2022 - 24 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2022 - 24 Apr 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YANJIA MONICA
:
Chinese Name of Relevant Individual
吳燕嘉
:
HKMA Registration Number
AJ1073
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jan 2026
No
SENIOR INVESTMENT PRODUCTS MANAGEMENT MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jan 2026
No
SENIOR INVESTMENT PRODUCTS MANAGEMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1073
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 07 Jan 2026
No
AJ1073
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 07 Jan 2026
No
AJ1073
FUSION BANK LIMITED
Type 1: dealing in securities
25 Apr 2024 - 23 Nov 2025
Yes
AJ1073
FUSION BANK LIMITED
Type 4: advising on securities
25 Apr 2024 - 23 Nov 2025
Yes
AJ1073
FUSION BANK LIMITED
Type 1: dealing in securities
08 Dec 2022 - 24 Apr 2024
No
AJ1073
FUSION BANK LIMITED
Type 4: advising on securities
08 Dec 2022 - 24 Apr 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.