Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SIU
Chinese Name of Relevant Individual
陳瀟
HKMA Registration Number
AJ1125
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2025 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2025 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2024 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2024 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2023 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2023 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2022 - 24 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2022 - 24 Jan 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SIU
:
Chinese Name of Relevant Individual
陳瀟
:
HKMA Registration Number
AJ1125
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1125
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Apr 2025 - 16 Sep 2025
No
AJ1125
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Apr 2025 - 16 Sep 2025
No
AJ1125
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Jun 2024 - 01 Jan 2025
No
AJ1125
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Jun 2024 - 01 Jan 2025
No
AJ1125
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 May 2023 - 01 May 2024
No
AJ1125
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 May 2023 - 01 May 2024
No
AJ1125
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2022 - 24 Jan 2023
No
AJ1125
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2022 - 24 Jan 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.