Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TSZ LONG
Chinese Name of Relevant Individual
王子朗
HKMA Registration Number
AJ1129
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
03 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2024 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2024 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2023 - 28 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2023 - 28 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Mar 2023 - 28 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2022 - 05 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2022 - 05 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TSZ LONG
:
Chinese Name of Relevant Individual
王子朗
:
HKMA Registration Number
AJ1129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Oct 2025
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Oct 2025
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Oct 2025
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1129
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 03 Oct 2025
No
AJ1129
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 03 Oct 2025
No
AJ1129
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 03 Oct 2025
No
AJ1129
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 May 2024 - 14 Sep 2025
No
AJ1129
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 May 2024 - 14 Sep 2025
No
AJ1129
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Mar 2023 - 28 Apr 2024
No
AJ1129
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Mar 2023 - 28 Apr 2024
No
AJ1129
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Mar 2023 - 28 Apr 2024
No
AJ1129
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Dec 2022 - 05 Feb 2023
No
AJ1129
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
20 Dec 2022 - 05 Feb 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
