Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHEN, DA
Chinese Name of Relevant Individual

陳達
HKMA Registration Number
AJ1174
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, DEBT FINANCE ORIGINATION
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, DEBT FINANCE ORIGINATION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, DA
:
Chinese Name of Relevant Individual
陳達
:
HKMA Registration Number
AJ1174
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
02 Jan 2023
No
ASSOCIATE DIRECTOR, DEBT FINANCE ORIGINATION
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
02 Jan 2023
No
ASSOCIATE DIRECTOR, DEBT FINANCE ORIGINATION