Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, CHI
Chinese Name of Relevant Individual
徐馳
HKMA Registration Number
AJ1214
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2023 - 15 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2023 - 15 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2023 - 15 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2023 - 15 Oct 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, CHI
:
Chinese Name of Relevant Individual
徐馳
:
HKMA Registration Number
AJ1214
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1214
DBS BANK LTD.
Type 1: dealing in securities
07 Jan 2023 - 15 Oct 2023
No
AJ1214
DBS BANK LTD.
Type 4: advising on securities
07 Jan 2023 - 15 Oct 2023
No
AJ1214
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2023 - 15 Oct 2023
No
AJ1214
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2023 - 15 Oct 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.