Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUO, ZHIQIANG
Chinese Name of Relevant Individual
郭志強
HKMA Registration Number
AJ1231
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
SFC CE number
AAN851
Business Address
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Effective Date
01 Aug 2022
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
2
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Effective Date
01 Aug 2022
Description
For Types 1, 2, 4, 5 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BANK OF CHINA INTERNATIONAL LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 Aug 2022 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 Aug 2022 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2022 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUO, ZHIQIANG
:
Chinese Name of Relevant Individual
郭志強
:
HKMA Registration Number
AJ1231
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Aug 2022
Yes
MANAGING DIRECTOR
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
01 Aug 2022
Yes
MANAGING DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA INTERNATIONAL LIMITED
AAN851
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Registered Institution
Effective Date
Description
BANK OF CHINA INTERNATIONAL LIMITED
1
01 Aug 2022
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
BANK OF CHINA INTERNATIONAL LIMITED
2
01 Aug 2022
For Types 1, 2, 4, 5 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BANK OF CHINA INTERNATIONAL LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1231
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 01 Aug 2022
Yes
AJ1231
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
Since 01 Aug 2022
Yes
AJ1231
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
01 Aug 2022 - 24 Oct 2025
Yes
AJ1231
BANK OF CHINA INTERNATIONAL LIMITED
Type 5: advising on futures contracts
01 Aug 2022 - 24 Oct 2025
Yes
AJ1231
BANK OF CHINA INTERNATIONAL LIMITED
Type 9: asset management
01 Aug 2022 - 24 Oct 2025
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.