Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HO, LAI YAN KELLY
Chinese Name of Relevant Individual

何澧欣
HKMA Registration Number
AJ1232
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ACCOUNT MANAGER GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HO, LAI YAN KELLY
:
Chinese Name of Relevant Individual
何澧欣
:
HKMA Registration Number
AJ1232
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
07 Jan 2023
No
CLIENT ACCOUNT MANAGER GFIW