Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, DAQI
Chinese Name of Relevant Individual
HKMA Registration Number
AJ1255
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2025 - 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2025 - 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2025 - 12 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2025 - 12 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2024 - 17 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2024 - 17 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2024 - 03 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2024 - 03 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2023 - 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2023 - 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2023 - 14 Jan 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, DAQI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ1255
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
14 Jan 2026 - 21 Jan 2026
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
14 Jan 2026 - 21 Jan 2026
No
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
16 May 2025 - 23 May 2025
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
16 May 2025 - 23 May 2025
No
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
21 Mar 2025 - 28 Mar 2025
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
21 Mar 2025 - 28 Mar 2025
No
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
07 Jan 2025 - 12 Jan 2025
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
07 Jan 2025 - 12 Jan 2025
No
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
13 Aug 2024 - 17 Aug 2024
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
13 Aug 2024 - 17 Aug 2024
No
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
28 Mar 2024 - 03 Apr 2024
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
28 Mar 2024 - 03 Apr 2024
No
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
14 Jul 2023 - 19 Jul 2023
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
14 Jul 2023 - 19 Jul 2023
No
AJ1255
CITIBANK, N.A.
Type 1: dealing in securities
10 Jan 2023 - 14 Jan 2023
No
AJ1255
CITIBANK, N.A.
Type 4: advising on securities
10 Jan 2023 - 14 Jan 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.