Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
FUNG, SHEUNG YIN
Chinese Name of Relevant Individual

馮尚然
HKMA Registration Number
AJ1268
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ACCOUNT MANAGER GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
FUNG, SHEUNG YIN
:
Chinese Name of Relevant Individual
馮尚然
:
HKMA Registration Number
AJ1268
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
11 Jan 2023
No
CLIENT ACCOUNT MANAGER GFIW