Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHEN, XIAOLI
Chinese Name of Relevant Individual

陳小丽
HKMA Registration Number
AJ1285
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, XIAOLI
:
Chinese Name of Relevant Individual
陳小丽
:
HKMA Registration Number
AJ1285
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2023
No
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2023
No
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER