Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, PEIPEI
Chinese Name of Relevant Individual
陳沛沛
HKMA Registration Number
AJ1335
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA ZHESHANG BANK CO., LTD.
SFC CE number
BHF065
Business Address
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2024 - 21 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2024 - 21 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Feb 2024 - 21 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2023 - 25 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2023 - 25 Jan 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, PEIPEI
:
Chinese Name of Relevant Individual
陳沛沛
:
HKMA Registration Number
AJ1335
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
20 Jan 2026
No
MANAGER
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
20 Jan 2026
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHINA ZHESHANG BANK CO., LTD.
BHF065
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1335
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
Since 20 Jan 2026
No
AJ1335
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
Since 20 Jan 2026
No
AJ1335
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Feb 2024 - 21 Dec 2025
No
AJ1335
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Feb 2024 - 21 Dec 2025
No
AJ1335
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Feb 2024 - 21 Dec 2025
No
AJ1335
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
16 Jan 2023 - 25 Jan 2024
No
AJ1335
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
16 Jan 2023 - 25 Jan 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.