Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YE, QISHAN
Chinese Name of Relevant Individual
叶綺珊
HKMA Registration Number
AJ1368
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2023 - 07 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2023 - 07 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Mar 2023 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2023 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2023 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YE, QISHAN
:
Chinese Name of Relevant Individual
叶綺珊
:
HKMA Registration Number
AJ1368
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1368
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
25 Oct 2023 - 07 Jun 2026
No
AJ1368
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
25 Oct 2023 - 07 Jun 2026
No
AJ1368
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Mar 2023 - 20 Aug 2023
No
AJ1368
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jan 2023 - 20 Aug 2023
No
AJ1368
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jan 2023 - 20 Aug 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.