Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LEE, HO MING JOSHUA
Chinese Name of Relevant Individual

李浩銘
HKMA Registration Number
AJ1376
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
20 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, HO MING JOSHUA
:
Chinese Name of Relevant Individual
李浩銘
:
HKMA Registration Number
AJ1376
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
20 Jan 2023
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
20 Jan 2023
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
20 Jan 2023
No
DEALER