Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHUA, CHONG XUN CHRISTOPHER
Chinese Name of Relevant Individual

蔡崇訓
HKMA Registration Number
AJ1380
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD OF MERGERS AND ACQUISITIONS
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD OF MERGERS AND ACQUISITIONS
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
21 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD OF MERGERS AND ACQUISITIONS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHUA, CHONG XUN CHRISTOPHER
:
Chinese Name of Relevant Individual
蔡崇訓
:
HKMA Registration Number
AJ1380
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
21 Jan 2023
Yes
GLOBAL HEAD OF MERGERS AND ACQUISITIONS
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
21 Jan 2023
Yes
GLOBAL HEAD OF MERGERS AND ACQUISITIONS
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
21 Jan 2023
Yes
GLOBAL HEAD OF MERGERS AND ACQUISITIONS