Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, WAI YI
Chinese Name of Relevant Individual
鄧慧兒
HKMA Registration Number
AJ1404
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2025 - 10 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2023 - 30 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2023 - 30 Aug 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, WAI YI
:
Chinese Name of Relevant Individual
鄧慧兒
:
HKMA Registration Number
AJ1404
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1404
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2025 - 10 May 2026
No
AJ1404
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Jan 2023 - 30 Aug 2025
No
AJ1404
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Jan 2023 - 30 Aug 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.