Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, TSZ KAY JOCELYN
Chinese Name of Relevant Individual

劉紫琦
HKMA Registration Number
AJ1422
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, TSZ KAY JOCELYN
:
Chinese Name of Relevant Individual
劉紫琦
:
HKMA Registration Number
AJ1422
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
31 Jan 2023
No
TREASURY
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
31 Jan 2023
No
TREASURY