Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, LICONG
Chinese Name of Relevant Individual
刘李聪
HKMA Registration Number
AJ1478
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2025 - 29 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2024 - 17 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2024 - 22 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2024 - 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2023 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2023 - 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, LICONG
:
Chinese Name of Relevant Individual
刘李聪
:
HKMA Registration Number
AJ1478
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1478
BARCLAYS BANK PLC
Type 4: advising on securities
26 Mar 2025 - 29 Mar 2025
No
AJ1478
BARCLAYS BANK PLC
Type 4: advising on securities
13 Dec 2024 - 17 Dec 2024
No
AJ1478
BARCLAYS BANK PLC
Type 4: advising on securities
16 Aug 2024 - 22 Aug 2024
No
AJ1478
BARCLAYS BANK PLC
Type 4: advising on securities
19 Feb 2024 - 20 Feb 2024
No
AJ1478
BARCLAYS BANK PLC
Type 4: advising on securities
29 Aug 2023 - 04 Sep 2023
No
AJ1478
BARCLAYS BANK PLC
Type 4: advising on securities
06 Feb 2023 - 10 Feb 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.