Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, YANHONG
Chinese Name of Relevant Individual
于雁洪
HKMA Registration Number
AJ1493
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2023 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2023 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2023 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2023 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
08 Feb 2023 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, YANHONG
:
Chinese Name of Relevant Individual
于雁洪
:
HKMA Registration Number
AJ1493
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Feb 2024
No
SALES & TRADING, TREASURY & MARKETS
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1493
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 24 Feb 2024
No
AJ1493
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
08 Feb 2023 - 26 Jan 2024
No
AJ1493
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
08 Feb 2023 - 26 Jan 2024
No
AJ1493
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Feb 2023 - 26 Jan 2024
No
AJ1493
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Feb 2023 - 26 Jan 2024
No
AJ1493
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
08 Feb 2023 - 26 Jan 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.