Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MOK, WING TUNG NIKKI
Chinese Name of Relevant Individual

莫穎彤
HKMA Registration Number
AJ1528
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MOK, WING TUNG NIKKI
:
Chinese Name of Relevant Individual
莫穎彤
:
HKMA Registration Number
AJ1528
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Sep 2024
No
PERSONAL BANKING
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Sep 2024
No
PERSONAL BANKING