Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, JUN JIE
Chinese Name of Relevant Individual
HKMA Registration Number
AJ1547
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2025 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2025 - 07 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2024 - 12 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2023 - 24 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2023 - 17 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, JUN JIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ1547
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1547
TORONTO-DOMINION BANK
Type 1: dealing in securities
26 Nov 2025 - 28 Nov 2025
No
AJ1547
TORONTO-DOMINION BANK
Type 1: dealing in securities
02 Mar 2025 - 07 Mar 2025
No
AJ1547
TORONTO-DOMINION BANK
Type 1: dealing in securities
07 Apr 2024 - 12 Apr 2024
No
AJ1547
TORONTO-DOMINION BANK
Type 1: dealing in securities
20 Nov 2023 - 24 Nov 2023
No
AJ1547
TORONTO-DOMINION BANK
Type 1: dealing in securities
12 Feb 2023 - 17 Feb 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.