Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, YITAO
Chinese Name of Relevant Individual
徐亦濤
HKMA Registration Number
AJ1650
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2024 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2024 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2023 - 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2023 - 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, YITAO
:
Chinese Name of Relevant Individual
徐亦濤
:
HKMA Registration Number
AJ1650
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1650
EAST WEST BANK
Type 1: dealing in securities
06 Jan 2024 - 22 Jul 2025
No
AJ1650
EAST WEST BANK
Type 4: advising on securities
06 Jan 2024 - 22 Jul 2025
No
AJ1650
UBS AG
Type 1: dealing in securities
24 Feb 2023 - 03 Nov 2023
No
AJ1650
UBS AG
Type 4: advising on securities
24 Feb 2023 - 03 Nov 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.