Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OFICIALDEGUI ALONSO DE CELADA, FRANCISCO JAVIER
Chinese Name of Relevant Individual
HKMA Registration Number
AJ1742
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2025 - 11 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2025 - 11 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Sep 2025 - 11 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 30
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OFICIALDEGUI ALONSO DE CELADA, FRANCISCO JAVIER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ1742
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1742
UBS AG
Type 1: dealing in securities
26 May 2026 - 29 May 2026
No
AJ1742
UBS AG
Type 4: advising on securities
26 May 2026 - 29 May 2026
No
AJ1742
UBS AG
Type 6: advising on corporate finance
26 May 2026 - 29 May 2026
No
AJ1742
UBS AG
Type 1: dealing in securities
20 Mar 2026 - 27 Mar 2026
No
AJ1742
UBS AG
Type 4: advising on securities
20 Mar 2026 - 27 Mar 2026
No
AJ1742
UBS AG
Type 6: advising on corporate finance
20 Mar 2026 - 27 Mar 2026
No
AJ1742
UBS AG
Type 1: dealing in securities
28 Nov 2025 - 05 Dec 2025
No
AJ1742
UBS AG
Type 4: advising on securities
28 Nov 2025 - 05 Dec 2025
No
AJ1742
UBS AG
Type 6: advising on corporate finance
28 Nov 2025 - 05 Dec 2025
No
AJ1742
UBS AG
Type 1: dealing in securities
05 Sep 2025 - 11 Sep 2025
No
AJ1742
UBS AG
Type 4: advising on securities
05 Sep 2025 - 11 Sep 2025
No
AJ1742
UBS AG
Type 6: advising on corporate finance
05 Sep 2025 - 11 Sep 2025
No
AJ1742
UBS AG
Type 1: dealing in securities
22 May 2025 - 29 May 2025
No
AJ1742
UBS AG
Type 4: advising on securities
22 May 2025 - 29 May 2025
No
AJ1742
UBS AG
Type 6: advising on corporate finance
22 May 2025 - 29 May 2025
No
AJ1742
UBS AG
Type 1: dealing in securities
23 Mar 2025 - 27 Mar 2025
No
AJ1742
UBS AG
Type 4: advising on securities
23 Mar 2025 - 27 Mar 2025
No
AJ1742
UBS AG
Type 6: advising on corporate finance
23 Mar 2025 - 27 Mar 2025
No
AJ1742
UBS AG
Type 1: dealing in securities
24 Oct 2024 - 31 Oct 2024
No
AJ1742
UBS AG
Type 4: advising on securities
24 Oct 2024 - 31 Oct 2024
No
AJ1742
UBS AG
Type 6: advising on corporate finance
24 Oct 2024 - 31 Oct 2024
No
AJ1742
UBS AG
Type 1: dealing in securities
15 Mar 2024 - 20 Mar 2024
No
AJ1742
UBS AG
Type 4: advising on securities
15 Mar 2024 - 20 Mar 2024
No
AJ1742
UBS AG
Type 6: advising on corporate finance
15 Mar 2024 - 20 Mar 2024
No
AJ1742
UBS AG
Type 1: dealing in securities
31 Oct 2023 - 02 Nov 2023
No
AJ1742
UBS AG
Type 4: advising on securities
31 Oct 2023 - 02 Nov 2023
No
AJ1742
UBS AG
Type 6: advising on corporate finance
31 Oct 2023 - 02 Nov 2023
No
AJ1742
UBS AG
Type 1: dealing in securities
10 Mar 2023 - 17 Mar 2023
No
AJ1742
UBS AG
Type 4: advising on securities
10 Mar 2023 - 17 Mar 2023
No
AJ1742
UBS AG
Type 6: advising on corporate finance
10 Mar 2023 - 17 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.