Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
UMENO, TETSURO
Chinese Name of Relevant Individual
HKMA Registration Number
AJ1768
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2024 - 15 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Mar 2024 - 15 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2023 - 15 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Mar 2023 - 15 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
UMENO, TETSURO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ1768
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1768
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Mar 2024 - 15 Mar 2024
No
AJ1768
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
14 Mar 2024 - 15 Mar 2024
No
AJ1768
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Mar 2023 - 15 Mar 2023
No
AJ1768
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
14 Mar 2023 - 15 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.