Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

FERNANDES BRAGA MALTA, DAVID

Chinese Name of Relevant Individual

HKMA Registration Number

AJ1769

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANQUE PICTET & CIE SA

Regulated Activity

Type 4: advising on securities

Effective Period

25 Mar 2026 - 28 Mar 2026

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANQUE PICTET & CIE SA

Regulated Activity

Type 4: advising on securities

Effective Period

07 Nov 2025 - 13 Nov 2025

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANQUE PICTET & CIE SA

Regulated Activity

Type 4: advising on securities

Effective Period

08 Jul 2025 - 11 Jul 2025

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANQUE PICTET & CIE SA

Regulated Activity

Type 4: advising on securities

Effective Period

28 Mar 2025 - 02 Apr 2025

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANQUE PICTET & CIE SA

Regulated Activity

Type 4: advising on securities

Effective Period

19 Nov 2024 - 22 Nov 2024

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANQUE PICTET & CIE SA

Regulated Activity

Type 4: advising on securities

Effective Period

14 Mar 2023 - 18 Mar 2023

Is an Executive Officer? (Yes / No)

No

Records: 1-6 of 6

Public Disciplinary Actions

:

Name of Relevant Individual

FERNANDES BRAGA MALTA, DAVID

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AJ1769

Not Applicable