Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KWOK WAI
Chinese Name of Relevant Individual
吳國威
HKMA Registration Number
AJ1925
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2024 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2024 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2023 - 28 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2023 - 28 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2023 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2023 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KWOK WAI
:
Chinese Name of Relevant Individual
吳國威
:
HKMA Registration Number
AJ1925
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1925
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
06 Dec 2024 - 03 May 2026
No
AJ1925
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
06 Dec 2024 - 03 May 2026
No
AJ1925
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Jul 2023 - 28 Sep 2024
No
AJ1925
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Jul 2023 - 28 Sep 2024
No
AJ1925
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Apr 2023 - 02 Jul 2023
No
AJ1925
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Apr 2023 - 02 Jul 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.