Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, SI
Chinese Name of Relevant Individual
HKMA Registration Number
AJ1929
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2026 - 26 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2026 - 07 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2026 - 24 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2025 - 20 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2025 - 28 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 May 2025 - 08 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2025 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2025 - 24 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2024 - 14 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2024 - 15 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2024 - 01 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2024 - 22 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2024 - 20 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2023 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2023 - 19 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, SI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ1929
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
17 Mar 2026 - 26 Mar 2026
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
02 Mar 2026 - 07 Mar 2026
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
21 Jan 2026 - 24 Jan 2026
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
16 Sep 2025 - 20 Sep 2025
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
24 Jun 2025 - 28 Jun 2025
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
02 May 2025 - 08 May 2025
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
07 Mar 2025 - 12 Mar 2025
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
21 Jan 2025 - 24 Jan 2025
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
10 Sep 2024 - 14 Sep 2024
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
12 Jun 2024 - 15 Jun 2024
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
29 May 2024 - 01 Jun 2024
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
19 Feb 2024 - 22 Feb 2024
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
17 Jan 2024 - 20 Jan 2024
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
09 Nov 2023 - 12 Nov 2023
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
15 Aug 2023 - 19 Aug 2023
No
AJ1929
BANQUE PICTET & CIE SA
Type 4: advising on securities
10 Apr 2023 - 15 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.