Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KWUN KIU
Chinese Name of Relevant Individual
李冠翹
HKMA Registration Number
AJ1932
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2024 - 17 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2023 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Apr 2023 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KWUN KIU
:
Chinese Name of Relevant Individual
李冠翹
:
HKMA Registration Number
AJ1932
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1932
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Jan 2024 - 17 May 2026
No
AJ1932
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Apr 2023 - 31 Jul 2023
No
AJ1932
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Apr 2023 - 31 Jul 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.