Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOCK, SHU WAI DAVID
Chinese Name of Relevant Individual

霍樹煒
HKMA Registration Number
AJ1937
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
EQUITIES
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
EQUITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOCK, SHU WAI DAVID
:
Chinese Name of Relevant Individual
霍樹煒
:
HKMA Registration Number
AJ1937
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
12 Apr 2023
No
EQUITIES
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
12 Apr 2023
No
EQUITIES