Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOH, YOU SHENG WINSON
Chinese Name of Relevant Individual
HKMA Registration Number
AJ1975
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2024 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2024 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2023 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2023 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOH, YOU SHENG WINSON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ1975
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1975
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 May 2025 - 23 May 2025
No
AJ1975
ROYAL BANK OF CANADA
Type 4: advising on securities
18 May 2025 - 23 May 2025
No
AJ1975
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 May 2024 - 24 May 2024
No
AJ1975
ROYAL BANK OF CANADA
Type 4: advising on securities
20 May 2024 - 24 May 2024
No
AJ1975
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 Apr 2023 - 21 Apr 2023
No
AJ1975
ROYAL BANK OF CANADA
Type 4: advising on securities
17 Apr 2023 - 21 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.