Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, XIAOQING
Chinese Name of Relevant Individual
孙小青
HKMA Registration Number
AJ1983
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2026 - 09 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2026 - 19 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2025 - 12 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2025 - 08 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2025 - 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2025 - 09 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2025 - 11 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2025 - 21 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2025 - 08 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2024 - 05 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2024 - 24 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2024 - 05 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2024 - 25 Apr 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, XIAOQING
:
Chinese Name of Relevant Individual
孙小青
:
HKMA Registration Number
AJ1983
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
02 Mar 2026 - 09 Mar 2026
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
05 Jan 2026 - 19 Jan 2026
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
08 Dec 2025 - 12 Dec 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
03 Nov 2025 - 08 Nov 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
06 Oct 2025 - 11 Oct 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
22 Sep 2025 - 26 Sep 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Aug 2025 - 09 Aug 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jul 2025 - 11 Jul 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
13 Jun 2025 - 21 Jun 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
03 Mar 2025 - 08 Mar 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2025 - 10 Jan 2025
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
30 Aug 2024 - 05 Sep 2024
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
22 Jul 2024 - 24 Jul 2024
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
28 Jun 2024 - 05 Jul 2024
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
22 Apr 2024 - 25 Apr 2024
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
10 Jan 2024 - 13 Jan 2024
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
30 Oct 2023 - 02 Nov 2023
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
30 Oct 2023 - 02 Nov 2023
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
16 Aug 2023 - 18 Aug 2023
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
29 May 2023 - 02 Jun 2023
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
18 Apr 2023 - 22 Apr 2023
No
AJ1983
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
18 Apr 2023 - 22 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.