Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, YAN HO ADRIAN
Chinese Name of Relevant Individual

劉恩豪
HKMA Registration Number
AJ1985
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, DIRECTOR
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, DIRECTOR
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, DIRECTOR
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, YAN HO ADRIAN
:
Chinese Name of Relevant Individual
劉恩豪
:
HKMA Registration Number
AJ1985
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
18 Apr 2023
No
MARKETS & SECURITIES SERVICES, DIRECTOR
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 2: dealing in futures contracts
18 Apr 2023
No
MARKETS & SECURITIES SERVICES, DIRECTOR
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
18 Apr 2023
No
MARKETS & SECURITIES SERVICES, DIRECTOR
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 5: advising on futures contracts
18 Apr 2023
No
MARKETS & SECURITIES SERVICES, DIRECTOR