Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHEN, SHUHUA
Chinese Name of Relevant Individual

陳淑華
HKMA Registration Number
AJ1987
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, SHUHUA
:
Chinese Name of Relevant Individual
陳淑華
:
HKMA Registration Number
AJ1987
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2023
No
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2023
No
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Apr 2023
No
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
18 Apr 2023
No
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
18 Apr 2023
No
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
18 Apr 2023
No
RELATIONSHIP MANAGER, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING