Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, TING LONG
Chinese Name of Relevant Individual
盧廷朗
HKMA Registration Number
AJ1989
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2025 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2025 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2023 - 06 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2023 - 06 Aug 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, TING LONG
:
Chinese Name of Relevant Individual
盧廷朗
:
HKMA Registration Number
AJ1989
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ1989
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Nov 2025 - 03 May 2026
No
AJ1989
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
20 Nov 2025 - 03 May 2026
No
AJ1989
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Apr 2023 - 06 Aug 2025
No
AJ1989
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Apr 2023 - 06 Aug 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.